All latest asset servicing news

Broadridge launches new solution for SFDR compliance

01 November 2022 United Kingdom
Reporter: Jenna Lomax

Global fintech company Broadridge Financial Solutions has launched an end-to-end managed service solution to better support European asset managers in meeting their compliance obligations for the upcoming Sustainable Finance Disclosure Regulation

LoopFX announces pilot and rollout schedules

01 November 2022 UK
Reporter: Lucy Carter

LoopFX says that their platform will reduce both risk and cost for users, with its integration capabilities meaning that little legal documentation alteration will be required

Kieran Fox joins Maples Group

01 November 2022 Ireland
Reporter: Jenna Lomax

Fox will be responsible for building out Maples’ operational and compliance solutions across Europe, including end-to-end fund administration services

JP Morgan launches Proxymity’s Vote Connect in Denmark

31 October 2022 Denmark
Reporter: Lucy Carter

The bank has invested in Proxymity since 2020, and is part of the consortium that owns the company

Carrie Schwab-Pomerantz joins Schwab board of directors

31 October 2022 US
Reporter: Lucy Carter

Schwab-Pomerantz joined the firm in 1983, taking on a variety of client-facing and product roles

FAB and UBS to use CLSNet

31 October 2022 US
Reporter: Lucy Carter

The platform standardises and centralises post-trade processes, reducing risk and improving efficiency and liquidity across the global market for foreign exchange market participants

Apex expands Global Compliance Solutions to Australia

31 October 2022 Australia
Reporter: Lucy Carter

The solutions are currently available in more than 13 jurisdictions, with the Singapore and US markets most recently being included

Phillipe Lanciers moves to Vistra Luxembourg

28 October 2022 Luxembourg
Reporter: Lucy Carter

Advisory and administrative support provider Vistra has appointed Phillipe Lanciers as commercial director of the Luxembourg division

SEC proposes new due diligence rule under Investment Advisers Act

28 October 2022 US
Reporter: Jenna Lomax

The rule amendments, under the Investment Advisers Act of 1940, would require advisers to satisfy specific due diligence elements before retaining a service provider that will perform certain advisory services or functions

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