Broadridge Financial Solutions has appointed Karn Yorfido as president of Broadridge Canada. She replaces Michael Dignam, who is taking on an advisory role as vice chairman of the company
The UK regulator will extend access to the scheme to a wider range of start-ups and will allow data providers to list their data on the platform, extending access to over 200 synthetic, public or anonymised data sets
The Financial Conduct Authority (FCA) has launched a permanent digital sandbox to support firms at the early stages of product development. It will go live 1 August 2023
The Denver office will be the site of Gen II’s Global Training Center of Excellence, a learning and training center that will host professional skills, building bootcamps as well as career development and mentoring events
ESMA has published its 2022 report on sanctions under the Undertakings for Collective Investments in Transferable Securities directive and the Alternative Investment Fund Managers Directive
The Federal Reserve Board has issued a consent order and a US $186 million fine to Deutsche Bank as a result of insufficient anti-money laundering controls
